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SEC Enforcement Actions Hit 6-Year Low, Report Finds | New York Law Journal - Law.com

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U.S. Securities and Exchange Commission headquarters in Washington, D.C. Photo: Diego M. Radzinschi/ALM

The U.S. Securities and Exchange Commission filed a six-year-low 61 enforcement actions against large public companies and their subsidiaries in the 2020 fiscal year, according to a new report from Cornerstone Research and New York University’s Pollack Center for Law & Business.

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November 19, 2020 at 05:12AM
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SEC Enforcement Actions Hit 6-Year Low, Report Finds | New York Law Journal - Law.com
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